Menu
×
News
Get Involved
About Us
Our Members
The Identification of Medicinal Plants
A Handbook of the Morphology of Botanicals in Commerce
About the Author

Wendy Applequist earned her Ph.D. in plant systematics from Iowa State University and is an assistant curator in the William L. Brown Center for Plant Genetic Resources at the Missouri Botanical Garden. She conducts research on the botany of medicinal plants and plants native to Madagascar. She has previously published articles in several journals, including Systematic Botany, Taxon, Plant Systematics and Evolution, Evolution and Development, Pharmazie, Flora, and Adansonia. This is her first book.

About the Artist

Barbara Alongi is a scientific illustrator based at the Missouri Botanical Garden. Her illustrations accompany many descriptions of new species of plants as well as monographic treatments. She is an illustrator for the Flora of North America project.

About the American Botanical Council

Founded in 1988, the American Botanical Council is a leading international nonprofit organization addressing research and educational issues regarding herbs, teas, medicinal plants, essential oils, and other beneficial plant-derived materials. ABC's members include academic researchers and educators; libraries; health professionals and medical institutions; government agencies; members of the herb, dietary supplement, cosmetic, and pharmaceutical industries; journalists; consumers; and others in more than 81 countries.

The organization occupies a historic 2.5-acre site in Austin, Texas, where it maintains medicinal theme gardens and hosts internships for healthcare professionals, seminars, presentations, and workshops. ABC publishes the peer-reviewed quarterly journal HerbalGram, the monthly e-publication HerbalEGram, the weekly e-newsletter Herbal News & Events, HerbClip (summaries of scientific and clinical publications), the quarterly Botanical Adulterants Monitor, reference books, and other educational materials.

ABC is also the managing partner of the ABC-AHP-NCNPR Botanical Adulterants Program, an international consortium dedicated to education regarding quality control of herbs, botanical extracts, and essential oils. ABC also hosts HerbMedPro, a powerful herbal database, covering scientific and clinical publications on more than 250 herbs. ABC co-produces the "Herbal Insights" segment for Healing Quest, a television series on PBS.

About the Missouri Botanical Garden

The oldest continuously operating botanical garden west of the Mississippi, the Missouri Botanical Garden of St. Louis is an award-winning horticultural and educational institution whose many public attractions run the gamut from an old-fashioned herb garden to a brand-new Children's Garden. Behind the scenes, it is also one of the world's most active centers for botanical systematic and floristic research, with about 150 full-time research staff who conduct field studies in dozens of countries every year. The Garden's mission is "To discover and share knowledge about plants and their environment, in order to preserve and enrich life". The Garden's William L. Brown Center for Plant Genetic Resources focuses its research specifically on the identification, scientific study, and preservation of plants that are of direct use to humans.

Acknowledgements

This manual was prepared as part of a project to study the botany of medicinal plants under the auspices of the University of Missouri—Columbia’s Center for Phytonutrient and Phytochemical Studies (MUCPPS), within which the Missouri Botanical Garden is a collaborative partner. Its publication was made possible by grant number DHHS 5 P01 ES10535 from the National Institute of Environmental Health Sciences (NIEHS) and the National Center for Complementary and Alternative Medicine (NCCAM). Its contents are solely the responsibility of the author and do not necessarily represent the official views of the NIEHS, NCCAM, or NIH. The support and encouragement of MU staff affiliated with the Center, especially that of Center Director Dennis Lubahn, PhD, William Folk, PhD, Michelle Reinerd, Debbie Blaisdell and Elizabeth Miller, are greatly appreciated. We also thank NIEHS and Office of Dietary Supplements (ODS) personnel, including Michael McClure, PhD, Paul Coates, PhD, Christine Swanson, PhD, and Mary Frances Picciano, PhD, for their support for the Center.

Support from the Missouri Botanical Garden is also much appreciated. We are especially grateful to Greg Gust, who checked and proofread large amounts of text, collected and processed plant samples, and produced much of the glossary, and to James S. Miller, PhD, the Head of the William L. Brown Center for Plant Genetic Resources, who offered unstinting support throughout a lengthy process. We also thank Fred Keusenkothen for converting pen-and-ink illustrations into computer files, Victoria Hollowell, PhD and Kevin Brown for advice on and assistance with printing, Adam Bradley and Heidi Schmidt for participation in field work to collect samples of medicinal plants, and Larry Havermann, Besa Schweitzer and Scott Woodbury for cultivating plants at MBG’s Shaw Nature Reserve.

We thank Mark Anderson, PhD (Triarco), Steven Foster, and Bill Popin (Nature’s Herbs) for helpful advice at an early stage (although they are in no way responsible for the eventual choice of content), and Lynn Clark, PhD (Iowa State University) for sharing her formula for Modified Pohl’s Solution. We greatly appreciate the contributions of Krzysztof Spalik, PhD (Warsaw University), who provided detailed technical descriptions for fruits of the carrot family. We thank those who peer reviewed the manuscript: Arthur Tucker, PhD of Delaware State University, Trish Flaster of Botanical Liaisons, and Josef Brinckmann of Traditional Medicinals. Finally, we thank the American Botanical Council for their enthusiasm for the project; the support of Mark Blumenthal and Wayne Silverman, PhD was particularly appreciated. Last, but by no means least, we thank Tara Hall for managing the completion and publication of this book, Martin Manuel for designing the cover, and Sean Barnes for his efforts in assembling the illustrations.

Foreword
Mark Blumenthal
Founder & Executive Director American Botanical Council Editor, HerbalGram
Steven Foster
President, Steven Foster Group Botanist and Author

The first step in quality control of botanical preparations, as an essential component of Good Agricultural and Collection Practices (GACP) and Good Manufacturing Practices (GMP), is ensuring the correct identity of the desired species intended for use. Before other important quality considerations can be properly addressed—e.g., taste, fragrance, microbial limits, potency, safety, efficacy, etc.—the accurate botanical identity, i.e., the proper genus and species of the plant, must be guaranteed.

Quality control can be conducted via a variety of techniques. These methods are summarized in the Introduction to this book, which focuses on the macroscopic botanical aspects of quality control in order to help determine definitively the proper species of plant material being collected, harvested, or processed, i.e., while the plant material is still in its whole, uncut and/or non-powdered or non-extracted form.

The past decade has witnessed a surge in quality control and the introduction and institution of many new voluntary GMPs by members of the herb manufacturing industry in the United States. While herbal dietary supplement manufacturers in the U.S. are currently required by law to meet the same level of GMPs as required for manufacturers of conventional foods (e.g., sanitary measures, et al.), the demands of ensuring proper identity of botanical raw materials, as well as their cleanliness, purity, and other aspects, often requires a level of manufacturing and testing sophistication that exceeds the current GMPs required for most conventional food ingredients and food products. It was for this reason that the U.S. Congress, when it passed the Dietary Supplement Health and Education Act of 1994 (DSHEA), authorized the Food and Drug Administration (FDA) to issue new GMPs specifically designed for dietary supplements, including herbs and botanical materials., which include raw materials, intermediates, and finished products of botanical origin intended for use in or as dietary supplements. (Dietary supplements are technically foods under U.S. federal law, so the new GMPs authorized in DSHEA are meant to be modeled after food GMPs, not the much more stringent GMPs required for pharmaceutical drugs. It should also be noted that some companies in the U.S. manufacture herbal products as nonprescription, i.e., over-the-counter, drugs and/or manufacture herb products for export to countries with different, drug-oriented regulatory systems; such manufacturing in the U.S. is subject to the more stringent drug GMPs.).

New GMPs from FDA for herbs and other dietary supplements are believed to be coming from FDA by the end of 2006 or early 2007. Nevertheless, many responsible manufacturers of botanical ingredients and herbal dietary supplement products in the U.S. have not waited for the publication of these final rules from FDA but have instead instituted new voluntary improvements in their internal standard operating procedures and other processes that generally are governed by GMPs. This includes, but is not limited, to internal testing programs for all raw materials and finished products, and/or the increased reliance on outside third-party laboratories to test materials and products for identity, adulteration with foreign materials or substitute materials, microbial contamination, chemical marker compounds for quality purposes, and so on.

In Europe, where many herb products are regulated as some form of nonprescription medications, most herb ingredients must meet the standards established by an official compendium like the European Pharmacopoeia,the Deutches Arzneibuch (German Pharmacopoeia), or some other recognized standard for raw material or botanical extracts. Included in such requirements is the need to define the identity of the botanical material as a precondition of further downstream processing (e.g., comminution [grinding], extraction, etc.). Refinements to identify methods and evolution of standards is an on-going centuries-old process which responds to the public need for quality assurance in the safety of food and drug supplies.

The adulteration of drugs or foods, defined by Ernest W. Stieb as “any practice which, through intent or neglect, results in a variation of the strength and/or purity from the professed standard . . . ”1 has a storied history dating from the fourth century B.C.E. to the present day. From the sixteenth century onward, according to Steib, official pharmacopeias set standards for the preparation and evaluation of drugs, a primary role of pharmacopoeias and monograph systems today. Frederick Accum’s “A Treatise on Adulterations of Food, and Culinary Poisons, published in London, 1820, serves as the starting point for modern literature on adulteration and focused attention to the subject, eventually leading to enactment of legislation such as the Pure Food and Drug Act of 1906 which sought specifically to deal with adulteration problems, among other issues.

Botanicals by nature are variable. Proper attention to identity is the foundation of classical pharmacognosy, which as defined by Heber W. Youngken, Sr., is “the science which treats of the history, commerce, collection, selection, identification, valuation and preservation of crude drugs, and other raw materials of vegetable of animal origin.”2 Whether one calls dried plant materials, herbs, spices, botanicals, or as historically known,” crude drugs”, quality assurance and quality control begins with proper identification of the source plant material. A herbarium—a collection of dried pressed specimens, identified by botanical experts—is the reference standard by which plant identification is established. Heber W. Youngken, Sr. (whose herbarium was rescued by the American Botanical Council from imminent destruction at the Massachusetts College of Pharmacy where it had resided for decades and then donated by ABC to the Botanical Research Foundation of Texas in 19933) wrote: “There has always been a wide variance in the quality of crude drugs [i.e., medicinal plants]. This is generally due to one or more of the following causes: (1) Deficiency in knowledge or carelessness on the part of the collector; (2) want of care in preparing them for the market; (3) carelessness in garbling [removing foreign objects] them; (4) carelessness in storing and preserving them; (5) accidental contamination with another drug; (6) adulteration; and (7) substitution.2

Misidentification of botanicals can cause publicity and legal headaches for the botanical industry, and if the adulteration involves a toxic plant, it can cause real harm to consumers. One of the most egregious recent examples of the breakdown in macroscopic quality control measures occurred in the Europe and in the United States when woolly foxglove (Digitalis lanata Ehrh., Scrophulariaceae) was offered as plantain (Plantago majorL., Plantaginaceae). The case involved a product called “Chomper”, part of the “Cleanse Thyself” line once produced by the Arise and Shine company of Mount Shasta, California. A May 14, 1997 press advisory from the U.S. FDA warned consumers of the issue after a young woman suffered from “abnormal heart rate and heartblock”, cardiac symptoms consistent with potentially toxic ingestion of Digitalis glycosides, which are also used in prescription heart drugs. Subsequent FDA investigation found that the problem was more widespread, involving at least three shipments of approximately 3,000 pounds of mislabeled material shipped from Germany to Herbarium, an importer distributor in Kenosha, Wisconsin.4

In the early 1990s, herbal material sold as the root of eleuthero (Eleutherococcus senticosus (Rupr. & Maxim.) Maxim, Araliaceae), was found to be adulterated with unrelated plant, Chinese silk vine (Periploca sepiumBunge, Asclepiadaceae), a viney member of the milkweed family, presumably because of confusion caused by similarities of the Chinese names for the two distinct plants. A letter to the editor in the December 12, 1990 issue of the Journal of the American Medical Association, reported on a purported case of neonatal androgenization, associated with maternal “ginseng” use in Canada—the so-called “hairy baby” case. The isolated case was attributed to the mother’s use of “pure Siberian ginseng” (the name by whichEleutherococcus senticosus was previously sold in the American herb trade). To further confound matters, the authors’ of the JAMA letter erroneously confused eleuthero with Asian ginseng (Panax ginseng C.A. Meyer, Araliaceae) in their discussion.5 Further follow-up research by Dennis V.C. Awang, Ph.D. (then head of the Natural Products Section, Bureau of Drug Research, Health and Welfare Canada) revealed that the product in question, in fact did not contain eleuthero, but instead contained Periploca sepium.6,7 This case highlighted the need for proper botanical identification of herbal products and further alerted the herb industry to this potential adulteration problem, prompting new testing procedures.

Another well-known case in recent memory involved the widespread substitution of echinacea or purple coneflower (Echinacea purpurea (L.) Moench., Asteraceae) root with the root of Missouri Snake Root (Parthenium integrifolium L., Asteraceae). Parthenium is documented as an adulterant in commercial echinacea lots as early as 1909.8 The modern problem was first recognized in an early issue of HerbalGram.9Subsequently R. Bauer and colleagues at the University of Munich confirmed the appearance of P. integrifoliumin commercial lots of E. purpurea in Europe by comparing commercial samples with authenticated herbarium specimens of the source plants. Once authenticated botanical identification and chemical analysis methods forP. integrifolium and various Echinacea species were developed, it became clear, too, that many published studies on the chemistry and pharmacology of “Echinacea angustifolia” had actually involved misidentified material that was in fact Echinacea pallida. In the early 1990s, this revelation led to the development of entirely new German Commission E monographs on Echinacea species and their respective plant parts, resulting in negative monographs for E. purpurea root and E. angustifolia roots (due to the lack of supportive data from clinical trials at that time).

As these examples demonstrate, before botanical raw materials can be processed into teas, powders, extracts and other ingredients and/or preparations, there is no doubt that the fundamental priority for quality control technicians is ensuring the proper identity of these materials. This book is a major contribution to that end. It is a unique and highly valuable tool for various personnel along the botanical supply chain to utilize in order to document proper botanical identity.

The American Botanical Council is honored to have the opportunity to work with one of the world’s largest and most prestigious botanical institutions, the Missouri Botanical Garden, in producing this important and useful volume. Dr. Wendy Applequist’s excellent botanical descriptions coupled with Barbara Alongi’s exquisitely detailed drawings combine to offer herb industry personnel an important tool to helping ensure proper identity of the 113 medicinal herbs sold in world commerce that are described within these pages

References

  1. Steib EW. Drug Adulteration: Detection and Control in Nineteenth-Century Britain. Madison, Wisconsin: The University of Wisconsin Press; 1966:3. 
  2. Youngken HW. A Text Book of Pharmacognosy, 3rd ed. Philadelphia, PA: P. Blakiston’s Son & Co., Inc.; 1930:3.
  3. American Botanical Council. ABC donates Youngken Herbarium to the Botanical Research Institute of Texas. HerbalGram. 2003;58:9.
  4. Blumenthal M. Industry Alert: Plantain adulterated with digitalis. HerbalGram. 1997;40:28. 
  5. Koren G, Randor S, Martin S, Danneman D. Maternal ginseng use associated with neonatal androgenization. Jama, Dec. 12, 1990;264(22):2866.
  6. Awang DVC. Maternal use of ginseng and neonatal androgenization. JAMA. April 10, 1991;265(14):1828. 
  7. Awang DVC. Maternal use of ginseng and neonatal androgenization. JAMA. July 17, 1991;266(3):363. 
  8. Moser J. Echinacea and a spurious root that appeared in the fall of 1909. Am J Pharm. 1910;82:224.
  9. Foster S. Herb traders beware. HerbalGram 1985;2(1):3.
Introduction

The purpose of this manual is to assist purchasers or collectors of common unprocessed botanical materials in using easily observed morphological characteristics to confirm the identity of those materials. The focus is on species and plant parts that are used to produce botanical medicines or dietary supplements. Fundamentally, identification of most such materials is not qualitatively different than identification of different vegetables in the grocery store. With repeated experience, we quickly learn to recognize the size, shape, color, texture, aroma and flavor of different types of salad greens or root vegetables, so that it would be obvious if whole material had been mislabeled. Many herbs and spices can be recognized in just the same way. In fact, there is no real distinction possible between herbs and fruits or vegetables; numerous plants, such as garlic, ginger, chili peppers, and cranberries, fall into both categories.

However, at least four factors make recognition of many other botanicals more difficult. First, most of us are less familiar with such plants, just as when we first encounter an exotic fruit or vegetable, we do not know what color it usually is or what it should taste like. Second, common cultivated vegetables have often been selectively bred so that they differ conspicuously in appearance and sensory characteristics from their wild relatives. It is rarely possible to confuse them with an undesired species. By contrast, many herbs have close relatives that are not used in the same way, yet look so similar that they are easily confused. Third, while many botanicals are cultivated, most medicinal species are usually gathered from the wild, sometimes from habitats where look-alike relatives are also present. This creates the possibility that incorrectly identified plants will be included in a harvest. Finally, the characteristics that distinguish closely related plant species are often small features that are not immediately obvious to people who are not used to looking for them.

Those who handle botanicals professionally, therefore, give special attention to quality control (QC). QC encompasses much more than confirmation of identity. For example, plant material that is too young or too old, moldy, or excessively insect-damaged might be correctly identified yet of unacceptable quality. Likewise, in modern commerce, minimum standards for content of selected chemical marker compounds are often set by purchasers of certain plants and/or are a required minimum quantitative standard specified in an official pharmacopeial monograph that is the basis for the buyer’s specification requirement. Traditional methods of ensuring minimum chemical content were indirect, e.g., many roots are collected in the autumn in the belief that their potency is increased at that season. Large manufacturers of finished products now routinely perform direct chemical screening, such as high performance liquid chromatography (HPLC), to confirm the presence and quantity of a marker compound or compounds. Some also standardize their products by adjusting their manufacturing processes to ensure that every batch of finished product contains a similar quantity of the selected compounds; often accomplished by batch-specific normalization, a process by which the native extract is assayed and then diluted accordingly with an excipient in order to standardize the quantity of specified markers. Such procedures may add considerable value, but they are built upon a base of correct botanical identification: whether one is selling bulk botanical raw materials, intermediate extractives or essential oils, or a highly processed, so-called “value-added” consumer product, the most fundamental aspect of product quality is, and will always be, the assurance that the plants provided are what they are stated to be.

Methods of Identification

There are several means by which one can attempt to identify plants, or more simply, to confirm the accuracy of a previous identification.

Macroscopic taxonomic identification

The simplest and most direct of these is botanical identification of unprocessed material, often using the same characteristics that botanists would use to identify the species. In botanical keys, floras, and field guides, plants are identified mostly by features of the leaves and flowers, or sometimes fruits, which can readily be observed using a hand lens or dissecting microscope. Basic taxonomic work usually relies upon characteristics of this sort, so when we say that a particular genus has 10 species, what we mean is that the known specimens from that genus can be separated into 10 groups that share unique combinations of morphological features. The identity of any future specimen is determined by its morphology.

These characteristics can be observed either in living material or in herbarium specimens, which are (usually) pressed dried plants or plant parts glued to sheets of stiff paper and preserved for research. Most floras or taxonomic treatments of individual plant groups, such as revisions and monographs, are based on study of herbarium collections rather than live material. For many herbs in commerce the whole herb is used, usually meaning the aboveground (aerial) parts including flowers. If such material is whole or coarsely broken, it can be treated like an herbarium sheet and identified, through simple morphology alone, as accurately as it is possible to identify any plant.

However, for other botanicals the parts used do not include flowers or fruits. They may include only parts such as roots or bark, which present few obvious taxonomic characteristics. Naturally, when such material was harvested, the collector could and should have observed the whole plant carefully to ensure that undesired species were not included. Nevertheless, the purchaser’s QC Unit will often want to confirm the material’s identity independently, and new good manufacturing practices (GMPs) for herbal dietary supplements that are expected to be published by the United States Food and Drug Administration (FDA) in late 2006 will probably require such additional verification of identity. Further, it is sometimes possible to differentiate closely related species using only the gross anatomy of parts, such as roots and rhizomes, that are usually assumed to have few useful taxonomic characters. (Black cohosh, Actaea racemosa L., Ranunculaceae, syn. Cimicifuga racemosa, is an example; the rhizome and root anatomy of the desired species is visibly different from that of related species whose aerial parts, especially leaves, appear very similar.) However, many groups of related species share essentially identical root anatomy and cannot be distinguished. For other groups, the economically unimportant relatives have never been studied, so that we do not know whether they could be distinguished. In these cases, morphological examination cannot guarantee that a batch of material could not possibly belong to any species other than the expected one, only that its appearance is fully consistent with that of the expected species. If substitution of other species is unlikely (if material is produced under controlled cultivation according to suitable Good Agricultural and Collection Practices (GACPs), for example), this may provide an adequate level of confidence.

Microscopy

Micromorphology or microanatomy, the observation of cellular-level anatomical features using a light microscope, is also used as an aid to confirmation of identity. This may involve preparing slides with stained thin sections of plant parts or making wet mounts of powdered material. There is certainly no rationale for doing this when material is complete enough to be botanically identified in the normal manner: taxonomists do not make slides to observe the shape of individual petal cells and so forth when they define species or identify specimens. Microanatomy sometimes provides information that gross anatomy does not. For example, two roots that appear identical may contain differently sized xylem vessels or starch grains. However, to be relied upon, such information must be based on multiple samples of the desired species (and of related potential substitutes for comparison) from across its range, because if only a few samples had been examined, environmental or genetic variation could be overlooked. For many medicinal genera, there has not been adequate study. Microscopy was once the only means of identifying powdered material; pharmacognosists were expected to be able to recognize numerous plants by the size and shape of loose tissue fragments, crystals, hairs, etc. Here, too, it is often possible to determine only that the material is “consistent with” its supposed identity. Closely related species often have similar types of cells, and when they are powdered it may be impossible to identify them to the species level.

Chemical and molecular analysis

Other means of confirming the identity of processed material include the uses of chemical or molecular markers. The former is often done automatically during the production of so-called “standardized” products, i.e., extracts. The presence of marker compounds known to occur in the desired plant, within certain quantitative ranges, is used as a means of confirming identity. More and more, assays to determine presence of markers that should not occur in the desired plant are being added as required tests in pharmacopeial monographs. For example, based on the misidentification example described in the Foreword to this book, the European Pharmacopoeia monograph for plantain leaf (Plantago lanceolata L., Plantaginaceae), described under the pharmacopeial name “Plantaginis lanceolatae folium”, includes a test for yellow foxglove (Digitalis lanata Ehrh., Scrophulariaceae) leaves. Often, the level of a marker compound is used to estimate the quality (often associated with the presumed potency) of the material, although standard marker compounds often have not been shown to be among the plant’s active ingredients at all, and occasionally have been shown not to be. Molecular identification methods, which are a technology still in development, use various PCR (polymerase chain reaction) primers to amplify bands of DNA from powdered material. Different species, even closely related species, may have different DNA banding patterns. Chemical screening is the only test that can be performed if the identity of an extract or its constituents must be confirmed, because at that point in processing, both morphological features and DNA have been destroyed.

Both chemical and molecular methods should be validated through extensive sampling before they are used in commerce to determine botanical identity. For example, sometimes certain populations of the desired species may contain little or none of a selected marker compound. If that ingredient has been proven to be an active ingredient, its absence represents a good reason not to use the material in question, but it does not show that the material was adulterated or misidentified. It is also common for a cluster of related species (e.g., species of Hypericum or Actaea) to share numerous characteristic compounds. These related species may be similarly potent and interchangeable in traditional use, yet should not be marketed under the name of some other species. A cogent example of that practice is the recent occurrence in the botanical trade of so-called “black cohosh” derived from medicinal species of Actaea native to China, whereas industry convention in the U.S. and corresponding federal regulations recognize A. racemosa as being the only taxon that can be sold in the U.S. under the common name “black cohosh.” In such cases, a chemical test cannot be claimed to provide 100% accuracy unless someone has not only extensively surveyed the desired species, but has surveyed the potential substitutes to ensure that they are always chemically different in some way. (This has been done recently in the above example, where samples of Chinese Actaea have been assayed chemically and shown to be distinct from A. racemosa.)

Similar problems will arise in molecular testing. We know from forensic-oriented shows on television that there is plenty of DNA band variation within our own species; on the other hand, there are certain gene variants that are found both in some humans and in some apes. Extensive study is required to find markers that are always and only found in a single species. Moreover, unlike mammals, some plants hybridize freely with related species. If there is a significant amount of gene flow across species boundaries in a portion of a plant’s range, it may be impossible to create a completely reliable molecular method of identification. In any case, it is worth remembering that all of the validating studies of variation within and among species will be done using samples that were assigned to species using morphological features, which remain the basis of species identity.

Microscopic, chemical and molecular methods, to one extent or another, all require considerable technical skill, combined with access to laboratory equipment and appropriate analytical reference standards, or else funds to hire outside labs. Supplies may be costly, and procedures are often time-consuming. Moreover, many of these procedures do not definitely confirm identity to the species level. There are many different viewpoints about what constitutes adequate QC of botanical materials, ranging from the slovenly to the obsessive. This author’s opinion is that it is better to rely on botanical identification, which is relatively inexpensive and quick, to determine species identity whenever possible. This means that some competent person must look at material before it has been comminuted, traditionally prepared (e.g., carbonized, charred, cooked in wine, fermented, stir-fried in honey, etc.) and/or extracted. Given an adequate chain of custody, the botanical identification made when the raw material is intact remains valid throughout later sales or processing, just as when whole wheat has been ground into flour.

Sometimes, the so-called organoleptic aspects, i.e., the morphology, color, odor, taste and mouth feel of difficult material, can only be said to be consistent with that of the desired article, either because we know that material from a particular look-alike species would display all of the same characteristics, or because we do not know whether poorly known related species might also display those characteristics. In these cases, especially if substitution is known or suspected to be a significant problem, it is preferable to combine morphological examination of the anatomical characteristics with a “chemical fingerprint”. Chemical analysis and reference to such a chemical fingerprint will be conducted automatically if a “standardized” product is to be produced or if the manufacturer’s specific QC requirements include such chemical process. For example, in some companies, particularly those with fairly advanced GMPs for dietary supplements and those making products for use as registered OTC drugs, botanical raw material specifications often require a numerous identity tests: i.e., macroscopic, microscopic, organoleptic evaluation, and chemical testing, e.g., high performance thin-layer chromatography (HPTLC). In many cases, additional identity-related tests are also required depending on the referenced monograph on which a particular specification may be based. For example, in the case of the current monograph in the United States Pharmacopeia-National Formulary for Chamomile (Matricaria recutita L., Asteraceae) flower, in addition to macroscopic, microscopic, and TLC tests, the essential oil is distilled in order to examine not only the color of the oil (must be blue), but also to quantify the oil content (min 4 ml / kg dried drug), after which gas chromatography (GC) can be performed with the oil to determine content of bisabolan derivatives (not less than 0.15%). Finally, the USP monograph requires HPLC determination of apigenin-7-glucoside (not less than 0.3%). In addition to the aforementioned, there are other species-specific identity-related tests, which the supplier’s QC department and/or the buying company’s QC department might be required to perform before raw material can be released for use in a medicinal product (i.e., a product that is being sold as a medicine, not necessarily as a dietary supplement).

Nevertheless, despite the battery of chemical testing now available to QC laboratories, it is worthwhile to look at morphology first, if only because the tested material may prove to be inconsistent with the desired article, allowing the material to be rejected before the more expensive chemical test(s) is/are performed. Moreover, the combination of a relatively inexact morphological test with an inexact or incompletely validated chemical test may provide, together, greater confidence in the stated identity than either the morphological or chemical tests alone.

Ideally, all botanicals would be handled in this way. That is, nobody would ever purchase powdered botanicals or extracts that did not come with a certification of identity or consistency with the stated identity, as determined by appropriate botanical analysis. Chemical methods would then be necessary either to standardize ingredients or finished products to specific marker compounds for QC purposes and, further, to support the identification of material that could not be unambiguously identified by morphological or organoleptic characteristics alone. In fact, according to some official pharmacopeial monographs, the additional chemical testing is required; i.e., botanical documentation alone is not sufficient to guarantee identity, although it is a necessary initial step. Unfortunately, in practice, processed materials are often sold without such certification, and the purchaser’s choices are then to use microscopic methods (for powdered material) or chemical methods to try to confirm the material’s identity. Unless pharmacognostic literature indicates that powder can be identified to the species level by microscopy, chemical testing is probably the better choice even if it is not as extensively validated as one might like. (There is currently a growing movement within the herb industry and elsewhere to validate chemical analytical methods for determining the identity of various botanical materials.) It may provide an estimate of the quality of the material simultaneously, and if the purchaser does not have the necessary expertise and equipment, it is easier in many places to contract with an outside laboratory for HPLC or TLC (thin-layer chromatography) analytical services than microscopic examination, in which few people are skilled these days. It may also be easier to observe the presence of a botanical or pharmaceutical adulterant mixed with the correct material when chemical screening is used. For powdered plant material, fully validated molecular techniques may also prove valuable for detecting botanical adulterants.

Summary of this Book

This book describes morphological characteristics that can be observed with a hand lens or dissecting microscope, such as are commonly used by taxonomists for species identification, as well as organoleptic characteristics (e.g., color, taste, mouth feel, and odor) that are useful for confirming plant identity. It does not deal with microscopic anatomy or identification of powdered botanicals, which requires very different skills. The first part provides a brief review of basic plant structure, some practical advice on identification, an introduction to botanical nomenclature, and an explanation of the format. The second part, which constitutes the main portion of the book, contains entries for individual species follow, alphabetized by scientific name. Species have been selected based on a combination of their use in Western botanical products and their potential for misidentification (so that plants having known substitutes or similar relatives are more likely to be treated). Some very common botanicals that also fall into the category of cultivated vegetables (such as garlic) have been omitted since they are very easy to recognize and there is very little possibility that other species will be substituted. Some species of limited importance are treated only as relatives or contaminants of other species, rather than receiving complete individual entries, to save space. The index should be consulted to locate all references to a particular plant. A glossary at the back of the book defines basic botanical terminology. Finally, there is a list of references that may be of broad use in the identification of plants or raw botanicals, some of which were invaluable to the compilation of this manual. The reader may wish to add a few of these to his or her own botanical library.

Background
Basics of Plant Morphology

This manual is written with the assumption that most readers have either taken a botany course or had practical experience working with plants or botanical materials, so that they have some familiarity with the basic structure of a plant. Space limitations require that a review of plant morphology be kept to the barest minimum. If a more detailed review is needed, any textbook of botany or plant biology will suffice (Raven, Evert & Eichhorn’s Biology of Plants is highly recommended). Technical vocabulary is kept to a minimum in this text; that which cannot be avoided is defined in the glossary. A more complete reference is Harris & Harris’ Plant Identification Terminology. Within those limitations, let us take a few paragraphs to review the structure of typical flowering plants.

Flowering plants, like other “advanced” vascular plants, have complex forms that are constructed from just a few basic types of plant organ. An average plant has a root or roots, a stem, leaves, and flowers, which produce fruits and seeds. There are of course variations; for example, plants such as dandelions have all leaves borne at ground level, with no stem, while others, such as many cacti, have no leaves. In some plants, the stems become thick and woody trunks, branches or twigs.

These organs are constructed in turn from a limited number of basic tissue types. Many of the soft tissues of a plant, such as the photosynthetic inner parts of a leaf, the ground tissue of a stem, or the fleshy cortex of a root, are made of unspecialized cells called parenchyma. There are also specialized tissues that transport nutrients, including phloem, which transports sugars from the leaves to the roots, and xylem, which transports water from the roots to the leaves. Each of these is a complex tissue that contains different types of cells adapted for specific purposes, including rays of unspecialized parenchyma. Xylem often includes hollow pipe-like cells of large diameter, which have a distinctive appearance, whereas phloem, except at high magnification, does not appear much different from parenchyma. These vascular tissues are found in small strands or bundles in herbaceous stems, in roots, and in the veins of leaves, petals, etc. In woody stems and roots, secondary xylem and phloem are produced in larger quantities; the secondary xylem and associated tissues make up the wood. There are also many different specialized cell types that may occur within parenchymatous tissues. These may play a support function, like collenchyma (the strings in celery) and sclerenchyma (thick-walled elongated fibers, or rounded stone cells such as the grit in pears), or they may have the function of secreting or storing special compounds, such as resins, oils or mineral crystals. The outer surface of a plant is covered with a protective epidermis or, in woody stems and roots, with a cork layer. The epidermis may produce hairs (trichomes) or glands.

Roots may be taproots, which are thick and single or few in number (like the carrot), or they may be fibrous roots, which are thin and numerous (like grasses). In some plants, the taproots have well-developed secondary wood, and the outer surface has a thickened bark. The anatomy of a root is best seen in cross-section. A typical small root, such as a fibrous root or a very young taproot, contains, moving from the outside toward the center, a single-layered epidermis, a ring of parenchyma called the cortex, a single-layered hypodermis, and a central vascular cylinder, which contains a small amount of outer parenchyma (pericycle), small bundles of phloem, and a variously shaped central xylem. Occasionally (especially in monocots) vascular tissues are found in a ring around a central area of parenchyma (pith) without vascular tissue, but usually roots have no pith. Such very small roots are seldom harvested (except incidentally when attached to stems, rhizomes, etc.) and provide few identifying characters.

In many larger taproots, secondary xylem develops, making a conspicuous central cylinder of wood that may occupy most of the root’s volume. (This “wood” need not be woody in the same sense as an oak tree! For example, the paler area in the middle of a carrot is secondary xylem, and therefore technically wood.) Secondary xylem is formed by the vascular cambium, a single ring of cells that produce layers of xylem toward the inside (thus moving outward as the thickness of the wood increases) and secondary phloem toward the outside. The xylem and phloem may be in continuous rings or in groups; a common morphology is for strands or wedges of wood and phloem to be separated by parenchyma rays extending radially from the center of the root toward the surface, giving the root a spoked appearance in cross-section. The expansion of the wood often ruptures the original cortex and epidermis, which dies and peels off; a corky bark develops as the outermost layer. Between the cork and the secondary phloem, there may be a ring of parenchyma that resembles a cortex, and may be referred to as a secondary cortex, but that actually developed from the pericycle. “Bark” (as explained below) refers technically to everything from cork through secondary phloem.

The vascular tissue of most herbaceous dicot stems is not at the center, but spaced in a ring of vascular bundles around a central pith; vascular bundles of monocots are scattered randomly through the parenchyma of the stem. When secondary growth has begun in a dicot stem, from a single-layered cambium ring as in the root, there is an outer ring of cortical tissue, a ring of secondary phloem, a cambial layer, and a ring of secondary xylem that surrounds a pith. The presence of this pith usually differentiates a stem from a root. Stem anatomy is not usually very useful for plant identification and is seldom important, as there are few plants for which stems alone are used. An exception is when rhizomes are used. Some plants have roots arising from a short rootstock or rhizome that is actually not the uppermost part of the root but the lowest part of the stem. The rootstock’s anatomy is often similar to that of the root, except that there is a central pith in which there is no wood. Other plants have horizontal underground stems (rhizomes), which may be very long and the means by which the plant spreads. These are often called stolons if they are above ground level. In some plants (e.g. black cohosh) the major underground structure is a rhizome and the roots are small.

Bark is often harvested from older woody stems. Bark is actually a very complicated tissue, including several specialized cell layers that cannot be seen without the use of the light microscope. Bark includes all the tissues between the outermost layer and the secondary vascular cambium; in other words, everything outside the secondary xylem (wood). The outer portion includes multiple layers of protective cork, which is dead at maturity. The epidermis is destroyed when the cork is produced, and in older stems the production of lower layers of cork inside the secondary phloem causes the original cortex to rupture and peel off as part of the outer layers of bark. Since the cork is airtight, the outer bark has small pores (lenticels) that permit gas exchange; these are sometimes conspicuous and have a characteristic shape. The inner bark includes the cork-producing cells, any remaining cortical parenchyma, and a layer or layers of secondary phloem, which may contain visible parenchyma rays. When bark is harvested, it is the living inner bark rather than the dead outer bark that is valuable, so bark is removed down to the wood. In some botanicals, the outer bark is traditionally stripped off at the time of harvest.

Fortunately, the characters that describe leaves, flowers, etc. depend more on visible morphology than on internal anatomy! A typical leaf has a blade (the flattened photosynthetic portion) and a petiole (the leafstalk). Some also have a pair of small leaflike structures (stipules) at the point where the petiole attaches to the stem. Leaves are categorized by their arrangement on the stem (alternate, opposite, or whorled), whether they have a petiole or are sessile (stalkless), and whether they are simple (undivided) or compound (including more than one leaflet). If compound, they may be palmately or pinnately compound, and the leaflets may be be sessile or stalked. A full description of a leaf includes the size and shape of the blade, the shape of the base, apex and margins, the pubescence and appearance of both surfaces, and the pattern of venation. An enormous vocabulary can be used to describe these characters; some of the most basic terms are defined in the glossary. Certain characteristics are usually treated as “default” values, which are assumed to be the case unless otherwise noted. For example, leaves are presumed to be simple, to have a petiole, to have entire (untoothed) margins, and to be glabrous (hairless), unless they are specified to be compound, sessile, toothed, hairy, etc.

Flowers are either borne on individual stalks (pedicels) or sessile, and may be borne singly or in clusters called inflorescences. The position, size, and shape of the inflorescence may be of taxonomic use. They may be terminal (at the ends of stems) or lateral (borne on short side branches or individually in leaf axils). The stalk subtending the whole inflorescence is called the peduncle; within the inflorescence, it is technically called the rachis. Flowers are sometimes subtended by leaves or by small, often leaflike structures called bracts. Types of inflorescence are distinguished based on which flowers develop first, whether the rachis branches and how, and whether the flowers are stalked or sessile. (The glossary defines several common types.) There are also specialized or unusual inflorescences, such as the head or capitulum of the daisy family and the compound umbel of the carrot family, that are found only in certain plant groups.

A common garden flower typically includes four whorls of parts arising from a common receptacle: the usually greenish sepals (collectively called the calyx), the usually colorful petals (collectively called the corolla), the male stamens (collectively called the androecium), and the female carpels (collectively called the gynoecium). Sepals and petals together are called the perianth. In some flowers, the sepals and petals are identical, or reduced to only one whorl; when the perianth parts cannot be divided into two groups, they are referred to as tepals. A typical stamen consists of an anther (which produces the pollen) and a filament (the stalk on which the anther is raised). A typical carpel includes an ovary (containing one or more ovules), a stigma (where the pollen lands), and a style (the stalk on which the stigma is raised above the ovary). Flowers may be bisexual (having both stamens and carpels) or unisexual, then bearing male and female flowers separately on the same plant (monoecious) or on different individuals (dioecious).

Individual sepals, petals and filaments may be free (not attached to one another), or they may be more or less fused to one another. They may also be partly fused to parts from other whorls; for example, in many flowers the bases of the filaments are fused to the corolla, giving the appearance that the stamens grow from the corolla. It is very common for all the carpels in a flower to be fused, forming a single compound ovary; the styles and stigmas may remain separate or may also be fused. A compound gynoecium is often called a pistil (and a single solitary carpel is sometimes called a simple pistil), but if there are several free carpels they are not called pistils. A less common form of fusion is for the basal parts of the sepals, petals, and filaments all to be fused into a long or short tube (hypanthium). If the hypanthium is in turn fused to the sides of the pistil, so that the free parts of the sepals, petals and filaments appear to arise at the top of the ovary and the ovary appears to be embedded within the receptacle, the ovary is called inferior (otherwise, it is superior). Descriptions of flowers may include the number, fusion, symmetry, shape, size, color, and pubescence of the parts in each whorl. There is, again, a great deal of terminology to describe their shape; some common shapes are defined in the glossary. As with leaves, certain character states are commonly treated as the norm, and presumed to be present unless specified otherwise. The “normal” or default flower is bisexual and radially symmetrical, without fusion of perianth parts or filaments, and with a superior ovary.

A fruit is a mature ovary, sometimes with attached tissues such as hypanthial tissue, and seeds are mature fertilized ovules. Fruits may be dry or fleshy, dehiscent (splitting open at maturity) or indehiscent, and one-seeded to many-seeded. If formed from a single carpel, a fruit will have only one locule (the space inside the ovary that holds the seeds). A compound ovary may have a single large locule, or may have as many locules as carpels, divided by septa, as in the tomato (although it is rarely so easy to observe). Common fruit types are defined in the glossary.

The specialized descriptive vocabulary of size, shape, texture, and so forth can seem overwhelming to the student, and it has been minimized as much as possible in this volume. The botanical descriptions provided are simplified from descriptions in taxonomic literature, and the authors of such treatments would probably feel that sloppy language was being used. Still, the lay reader may feel that the terminology is excessive and even unnecessary: why, for example, would one use a special Latin word like “orbicular” to describe the shape of a leaf when the familiar word “round” is available? The primary reason is that common English adjectives may have unclear meanings when applied to specialized structures. A flat leaf with a circular shape could be described as round, but so could a fleshy or needle-like cylindrical leaf that is round in cross-section. Having two different terms for these conditions (orbicular vs. terete) makes it immediately clear, once the vocabulary becomes familiar, which state is meant.

 

Practical Plant Identification

Many important taxonomic characters are difficult or impossible to observe with the naked eye. For example, you may wish to count the number of tiny teeth at the apex of a ray floret of a composite, or determine whether a leaf has minute hairs in the axils of the veins. Anatomical structure of parts such as roots and bark is particularly hard to see. A good hand lens, used in good light, will suffice for many purposes. However, for those who will be looking at a great deal of material, a dissecting microscope is very useful. This should not be confused with a light microscope, which has a built-in light in the base, a raised stage for slides, and several objective lenses for increased magnification. A dissecting microscope has a much lower range of magnification and a low stage on which a fairly large object can be placed, with room under the head of the microscope for hands holding tweezers, etc. A separate lamp illuminates the object. Dissecting microscopes are much more comfortable to use than hand lenses, with binocular eyepieces and a greater maximum magnification that provides better resolution of very small features. Forceps and perhaps dissecting needles should also be obtained, as they allow convenient manipulation of small plant parts.

One must expect harvested plant material, even of a whole herb, to look very different from live plants of the same species. Unless plants are small, people do not normally collect whole plants. Larger plants would typically be cut or broken into pieces; only the tops may be collected, or lower leaves may be stripped from thick stems, which are then discarded. Since dried material is often brittle, more breakage can occur during initial processing. Some characters, such as the height of a large plant, usually cannot be observed, and others may be observed only imperfectly. For example, if a plant has large, petiolate lower leaves but smaller, sessile upper leaves, broken pieces with each type of leaf base may be found, but not attached to a stem in a neat sequence.

Dried material also may change appearance greatly by shriveling, which can make parts hard to measure, and colors may change to some extent (although if colors are too faded, it is often an indication of poor quality due to improper processing). Dried flowers may lose parts such as petals, which may be found loose. Most dried leaves, flowers, and fleshy fruits are more easily examined if they are rehydrated. Various wetting solutions may be used to rehydrate herbarium material. The simplest is to use hot water with a very tiny spot of dish soap in a watch glass or similar container. Solid or hard fruits do not rehydrate as quickly, and the use of boiling water can be helpful. With a few chemicals, a more efficient wetting solution can be made. Dr. Lynn Clark’s Modified Pohl’s Solution (based on a recipe by the late Dr. Richard Pohl) uses 750 ml distilled water, 250 ml 1-propanol, and 2 ml Ivory liquid soap to make one liter of solution; it can be kept in dropper bottles. Once material has softened, it can be spread out with forceps so that its original shape and size can be seen.

Sometimes the initial processing of an herb leaves it broken into rather small pieces, which is less than ideal, but informative parts may be found with patience and care. Small flowers often remain intact in broken material, although inflorescences usually do not. Information regarding the likely shapes of the leaf base, apex, or margins, the venation pattern and the presence of surface pubescence or glands may be obtained from broken leaves by sorting through the pieces to find those that include suitable portions of the leaf. If leaves are broken, it may or may not be possible to estimate their size accurately by examining the larger pieces. Leaf size is more likely to be an important character in plants that have uniformly small leaves, rather than those that have leaves potentially ranging in size from small to enormous. Small leaves, even when broken, often include enough of the leaf in a single piece to allow some estimate of the size to be made. (The exception is if material has been comminuted, or broken into tiny fragments in which few taxonomic characters remain visible. A few plants are traditionally treated like this during their initial processing, but botanicals of Western origin ought to have their identity certified before they are processed to that degree.) Sliced roots and rhizomes should be sorted through to find pieces that give the best view of the internal structure, which means those that are cut most nearly straight across rather than at an angle.

Fortunately, quality control of botanicals does not usually involve actual identification, but confirmation of identity. One doesn’t start with an unlabeled unknown and have to determine from scratch which of the 300,000 or so species of higher plants it is, which can be an exhausting task even with the best of material. Rather, one starts with a plant that has already been named by someone else, and must determine only whether that initial identification seems to be correct. If not, one simply rejects the material, without any need to figure out what it actually is. Knowing what the plant is supposed to be makes the use of botanical literature (including this manual) much simpler. One only has to look up descriptions of the plant named and ask: are these consistent with the material at hand, or not? The material can also be compared to illustrations, or to previously obtained reference plant materials of known identity. Such comparisons are not always straightforward: some plant species have highly variable leaf shape or pubescence, for example, and material that does not look much like a given illustration or reference sample might in fact be the same species. Written descriptions can make it clear when features of a species are variable, thus avoiding “false negatives” in which correctly identified material is wrongly rejected.

For those who are buying a large amount of a single botanical, a sampling scheme is necessary to ensure that a sufficient amount of the material has been checked for identity. Otherwise, one might by happenstance check the only portion of the material that did not contain excessive levels of some adulterant! A useful approach is outlined by the World Health Organization’s manual, Quality Control Methods for Medicinal Plant Materials (1998). In WHO’s recommended system, at least 10% of the containers in a batch should be sampled, rounded up, with a minimum of five containers (or all of the containers if the batch includes four or fewer). For each container, equal samples should be taken from the upper, middle and lower portions of the material, mixed, then repeatedly mixed, quartered, and divided in half by returning diagonally opposite portions to the container, until a suitable amount remains. These samples would also be used for any laboratory tests performed, such as ash content and screening for chemical markers, and for preservation of voucher specimens for each batch in case doubts about its identity should arise later.

Comparing a written description to illustrations or to reference specimens often enhances one’s mental picture of a plant. Previously obtained reference material of known identity is particularly useful because it can convey information on color, texture, and the like in more detail than any description or illustration. To avoid “false negative” results in which the identity of material is wrongly called into question, one must remember that an illustration or a piece of reference material represents a single individual, and thus can display only a portion of the variation that is present within a species. For example, if the flower portrayed is hairless and the flowers of the material to be identified are hairy, they may belong to the same species, yet appear substantially different at first glance. In case of apparent discrepancy between the material examined and the illustration or reference material, one must therefore consult a written description to determine whether the suspect character is indeed found in that species.

Botanical Nomenclature

There are two types of names that are applied to every useful plant: common names and scientific names. Common names are those that are used in ordinary conversation, and are in a vernacular language (e.g., wheat, apple, dandelion). These are convenient enough for most purposes, but can create confusion. Many plants have multiple common names, e.g., Chenopodium album can be called goosefoot, fat-hen, lamb’s quarters, or pigweed in different parts of North America. Moreover, the same common name may be used for different plants in different places: pigweed sometimes refers to species of Amaranthus, another edible weed. To minimize this problem, American commercial products are required to use “standardized common names.” The American Herbal Product Association’s book Herbs of Commerce, 2nd ed. (McGuffin et al., 2000) provides an extensive list of marketed species and specifies for each the preferred common name (which in some cases is the scientific name or a portion of it). However, many of their choices are not exclusively used in ordinary English. For example, although the name “Siberian ginseng” for Eleutherococcus senticosus has been specifically outlawed in commercial speech, it is still the common name most used by laymen. Then there is the question of scientific or commercial communication with people who speak different languages. And, of course, there are many foreign plants that have no common names in English. A scientific or Latin name is intended to provide a name for a plant that is “always correct” and can be used to communicate about that species among botanists worldwide, no matter what language they speak.

A full scientific name has three parts, in the form Genus epithet Auth.: the genus in which the plant is placed, the specific epithet, and an abbreviation of the name of the “authority” who first published that species in scientific literature. Binomial or Linnaean nomenclature requires that each species belong to a genus (plural: genera), a group of closely related plants, such as Echinacea or Panax. The species within each genus are denoted by specific epithets, which often refer to the plant’s appearance, origins or uses, e.g., angustifolia, narrow-leaved; africana, from Africa; officinale, of the shops (often used for medicinal plants). The species name includes both the genus and specific epithet, such as Echinacea angustifolia, and is printed in italics because it is in Latin or Latinized. The ending of the specific epithet is in the form of a Latin adjective, and changes depending upon the Latin gender of the genus. (In an homage to classical tradition, the name of a tree is traditionally treated as feminine no matter what its apparent gender.) After the first mention in a text, the genus is often abbreviated (except at the beginning of a sentence, where it should be spelled out), and the authority is always omitted, e.g., E. angustifolia. The reason for including the authority at first mention is that sometimes the same name has been used by two authors to refer to two different species, and providing the authority leaves no doubt which one is meant. The names of older authorities who published thousands of names are sometimes highly abbreviated, e.g. “L.” for Linnaeus. Sometimes the authority is of the form “Smith ex Jones,” which indicates that Jones actually published the name, but gave Smith credit as the authority responsible for the new species.

Most hybrid plants are not given formal names, but are described by their parentage, e.g. “Salix alba L. ×S. nigra Marsh.” If a particular hybrid is common and morphologically consistent, especially if it is reproductively isolated from its parents, it may be given a species name with an × before the specific epithet to indicate that it originated as a cross between two other species. This symbol may be added after a species has been described if it is later determined to be of hybrid origin, e.g., Mentha ×piperita L.

In the early days of botany, it was common for multiple names to be published for a single species, especially one that is found in many places or that is variable enough to be mistaken for a group of several species. These excess names are called synonyms. To reduce confusion, there should be only one correct name for a species under a given taxonomic treatment. The International Code of Botanical Nomenclature provides rules to determine what that correct name is. These rules are too complicated to recount in detail, but the principle of priority usually applies. That is, the oldest name that was “validly and legitimately” published for a species provides the specific epithet that should be used if possible. Certain errors in the publication of a name can make it invalid or illegitimate, meaning that it should not be used no matter what its age. (For example, if you publish a new name that had already been used by someone else, your name will be illegitimate.) If the strict application of these rules would lead to great nomenclatural confusion, there are procedures by which younger names can be conserved or older names rejected at the meetings of the International Botanical Congress, which are held every six years.

A particular issue to note is that the determination of the “correct name” only applies to a specified taxonomic treatment, and that under different treatments, a different name may be correct. Outside the botanical community, people often assume that species and even genera are groups that have a definite, objective biological meaning. This, perhaps, is because the mammals with which they are most familiar are easily distinguished and genetically separated from related species. In variable or freely hybridizing groups of plants, it is not always clear how many species should be recognized. The boundaries of species described in the literature are often someone’s taxonomic opinion rather than a hard fact, and other authors may choose to recognize more or fewer species in a group. The term “genus” has no real biological meaning at all. It is simply a group of closely related species that are recognized as such by being given the same name, often because they are similar enough to be recognized by their shared features. In modern taxonomic practice, it is desirable for genera to be natural groups, which comprise all of the descendants of some common ancestor, but the size of these groups is arbitrary. Where one taxonomist chooses to recognize one large genus, another might break that genus into half a dozen smaller genera. The same applies to the grouping of genera into families.

As for nomenclature, when a species is transferred from one genus to another, a new species name must be created for it. This name ordinarily uses the original specific epithet, with the original authority’s name or abbreviation in parentheses before that of the new authority. For example, black cohosh was described by Linnaeus as Actaea racemosa L.; later taxonomists chose to split Actaea into two genera, and the name Cimicifuga racemosa (L.) Nutt. was published by Nuttall for the same species. Each of these names is a synonym for the other, and A. racemosa is also the “basionym” of C. racemosa, or the original name from which its epithet is derived. Depending upon whether you recognize two genera or just one (which more accurately reflects relationships, according to the latest studies), the use of either name could be correct. Neither name becomes invalid or illegitimate. Occasionally the specific epithet cannot be transferred in that way because another species in the second genus has already been given that epithet. In this case, the epithet of a more recent synonym is used, or if necessary a new epithet is published for the species.

Description of Botanical Entries

The following entries are arranged in alphabetical order by the scientific name of the major botanicals treated. (Some botanicals are treated only as secondary topics or contaminants, and can be located in the index.) Some explanatory notes on the content of the entries should be provided first.

 

Common names

The AHPA-selected Standardized Common Names and other frequently encountered common names are provided under the title of each entry. For the most part, only English common names are given. The exceptions are for non-Western botanicals whose vernacular common names are frequently used in herbal literature.

Family

Just as related species are grouped into genera, related genera are grouped into families, which often share unique combinations of characters that enable their quick recognition. Getting to know these families is one of the keys to easy plant identification. In modern taxonomic practice, a family is named for one of the included genera, and has the ending -aceae. For example, the daisy family (Asteraceae) is named for Aster. Older family names did not always follow this pattern, and eight of the largest and most economically important plant families have accepted alternate names that have been conserved because they are so common in the literature. For example, Asteraceae may also be called Compositae. These names are included in parentheses. Sometimes there has been a difference or change of taxonomic opinion about what genera should be included in a particular family; all of the common opinions are given as alternatives here. Family names are not italicized in American practice, although they often are in Europe.

Taxonomy

The approximate size and distribution of the genus to which each plant belongs is given. On occasion, the infrageneric classification is mentioned as well. A large and complex genus may be divided into subgenera, sections, and/or series. If multiple levels of division are used, a subgenus outranks a section, so that one subgenus might contain multiple sections, and a section outranks a series. If the plant is part of a taxonomically difficult species complex, so that species boundaries are not certain, or if hybridization among species is frequent, these facts are noted. Many variable species have been divided into subspecies or varieties, which are often of little practical use; these are mentioned only when they reflect significant taxonomic distinctions. Important synonyms that might be encountered in literature are listed. Some plants have dozens of synonyms that are never used at all; these are omitted. Where more than one species may be used interchangeably, the situation is discussed.

Description

A brief botanical description of the whole plant is provided for purposes of general information and to assist those who wish to confirm the identity of aboveground parts (or pressed voucher specimens made from those parts) or, perhaps, living material as it is harvested. Jargon has been minimized, but the glossary in the back defines unavoidable terms. Measurements or variation in number of parts are given in metric as ranges, e.g., “5–8 cm long” or “stamens 4–5.” Likewise, “2–3-pinnately compound” describes a leaf that may have either two or three orders of division. A common practice in taxonomic literature is to set the extremes of a range aside in parentheses, e.g., “(3–)5–8(–15) cm long” means that the plant part is usually 5–8 cm long, but rarely may be as short as 3 cm or as long as 15 cm. Figures for stem height, leaf length, etc. in taxonomic literature refer only to mature plant parts: in many plants, younger leaves are present in a complete size range, down to very tiny, so the presence of some small leaves is not suspicious, whereas that of very large leaves would be. Descriptions are derived from published scientific literature (including floras, revisions, and monographs) and herbarium specimens, but are not intended to be exhaustive. It should be remembered that probably no description ever published has completely encompassed all the possible variation in a species, because “the plants haven’t read the book!”

Parts in commerce

The listed parts are those that are most commonly used and that seemed most amenable to treatment in this text. These choices do not imply that other parts may not also be used, even frequently. For example, grape seed is described but whole grapes are omitted, not because they are rarely used, but because everyone knows exactly what they look like.

Identification

The bulleted lists provided focus on key features of the parts in question, expanding upon the botanical description and using the simplest possible language. The intention is to separate the complex description of a plant into a list of simpler features that can be checked one by one. Both positive characters (those which should be present) and negative characters (those which should not be present in correctly identified material) may be noted. Sensory or organoleptic characters (e.g., taste and odor) are also listed, as these are often very important, although people vary in their ability to discern different tastes and smells. Other such characters include texture and (for roots and barks) the fracture, or how hard a dried piece is and how it breaks, which was an important character in traditional pharmacognostic descriptions. The language used in that literature to describe fracturing is diverse and perhaps rather subjective, but there is a palpable and visible difference between a hard, short fracture and a very fibrous fracture or a brittle fracture. Tasting, smelling, feeling and breaking as many plant samples as possible will help to develop the ability to perceive subtle differences among botanicals. Although lab tests requiring expensive or restricted reagents have not been discussed in this manual, there are a few very simple chemical tests which may enhance one’s confidence in the identity of certain botanicals. These have been mentioned briefly under the relevant entries.

Adulterants

Certain species have been reported in pharmacognostic literature to be inappropriately present in material that was sold as some other species. This can be the result of accidental substitution (in which the wrong plant is mistakenly identified as the correct one, or believed to be interchangeable with it), accidental contamination (in which some admixture of the wrong plant is harvested along with the correct one), or fraud (in which a cheaper plant is deliberately substituted for or mixed with the correct species). Adulteration can also involve the use of improper plant parts of the correct species, for example, the inclusion of many large stems in a product supposed to be made from leaves only. In common speech, “adulteration” implies the deliberate manufacture of low-quality products. In the botanical industry, “adulteration” is used generically to refer to any inclusion of incorrect plant species or plant parts in excessive quantity, whether deliberately or by accident. It is used here in that sense, so no imputation of motives is implied or should be assumed: most reported adulteration is unintentional. Related species of commercial importance may also be discussed in or around this section even if they are not known to be adulterants of the primary species. Means of distinguishing wild-collected plants from relatives found in similar habitats may be mentioned; again, this does not necessarily indicate that adulteration with those relatives has been reported to be a problem in practice, only that it could be possible.

References

References used in compiling each entry are cited at the end of that entry. These frequently contain further information, omitted here, that might be valuable to those interested in a specific plant. Several major pharmacognostic or botanical references that were used frequently, together with some general references useful for such subjects as nomenclature or anatomy, are additionally listed in the reference section at the back of the manual.

Figures

To aid the reader in interpreting descriptions, botanical illustrations are provided for many plants. Multipart figures occasionally include illustrations of a particularly important adulterant or relative as well as the primary species, so check the caption!

Please note that in some botanical entries the order of these sections may be changed in order to allow the identification information to remain in close proximity to the corresponding figure.

Botanical Entries
Achillea millefolium

L.

 — 

Yarrow

Actaea racemosa

L.

 — 

Black Cohosh

Adonis vernalis

L.

 — 

Spring Adonis

Aesculus hippocastanum

L.

 — 

Horse Chestnut

Agathosma betulina

(P. J. Bergius) Pillans, A. crenulata (L.) Pillans, A. serratifolia (Curtis) Spreeth —  Buchu

Althaea officinalis

L.

 — 

Marshmallow

Andrographis paniculata

(Burm. f.) Nees

 — 

Andrographis

Angelica sinensis

(Oliv.) Diels

 — 

Dong Quai

Apium graveolens

L.

 — 

Celery

Arctostaphylos uva-ursi

(L.) Spreng.

 — 

Uva-Ursi

Arnica montana

L.

 — 

Arnica

Artemisia absinthium

L.

 — 

Wormwood

Artemisia annua

L.

 — 

Sweet Wormwood

Astragalus mongholicus

Bunge

 — 

Astragalus

Berberis aquifolium

Pursh, B. nervosa Pursh, B. repens Lindl. —  Oregon Grape

Berberis vulgaris

L.

 — 

Barberry

Betula pendula

Roth, B. pubescens Ehrh. —  Birch

Calendula officinalis

L.

 — 

Calendula

Capsella bursa-pastoris

(L.) Medik.

 — 

Shepherd’s Purse

Carum carvi

L.

 — 

Caraway

Caulophyllum thalictroides

(L.) Michx.

 — 

Blue Cohosh

Centella asiatica

(L.) Urban

 — 

Gotu Kola

Chamaelirium luteum

(L.) A. Gray

 — 

False Unicorn

Chamaemelum nobile

(L.) All.

 — 

Roman Chamomile

Cichorium intybus

L.

 — 

Chicory

Coriandrum sativum

L.

 — 

Coriander

Crataegus laevigata

(Poiret) DC, C. monogyna Jacq. —  Hawthorn

Crocus sativus

L.

 — 

Saffron

Cucurbita pepo

L.

 — 

Pumpkin

Cytisus scoparius

(L.) Link

 — 

Scotch Broom

Dioscorea villosa

L.

 — 

Wild Yam

Echinacea angustifolia

DC. —  Echinacea angustifolia, E. pallida (Nutt.) Nutt. — Echinacea pallida

Echinacea purpurea

(L.) Moench

 — 

Echinacea purpurea

Eleutherococcus senticosus

(Rupr. & Maxim.) Maxim.

 — 

Eleuthero

Epimedium brevicornu

Maxim., E. grandiflorum Morr., E. koreanum Nakai, E. pubescens Maxim., E. sagittatum (Sieb. & Zucc.) Maxim., E. wushanense T. S. Ying —  Epimedium

Equisetum arvense

L.

 — 

Horsetail

Euphrasia officinalis

L.

 — 

Eyebright

Fallopia japonica

(Houtt.) Ronse Decraene

 — 

Japanese Knotweed

Filipendula ulmaria

(L.) Maxim.

 — 

Meadowsweet

Foeniculum vulgare

Mill.

 — 

Fennel

Frangula purshiana

(DC.) J. G. Cooper

 — 

Cascara Sagrada

Galium aparine

L.

 — 

Cleavers

Gentiana lutea

L.

 — 

Gentian

Ginkgo biloba

L.

 — 

Ginkgo

Glycyrrhiza glabra

L.

 — 

Licorice

Hamamelis virginiana

L.

 — 

Witch Hazel

Hibiscus sabdariffa

L.

 — 

Hibiscus

Hydrastis canadensis

L.

 — 

Goldenseal

Hypericum perforatum

L.

 — 

St. John’s Wort

Hyssopus officinalis

(L.) Pers.

 — 

Hyssop

Ilex paraguariensis

A. St. Hil.

 — 

Maté

Illicium verum

Hook. f.

 — 

Star Anise

Juniperus communis

L.

 — 

Juniper

Lavandula angustifolia Mill. (English Lavender)

Lavandula angustifolia Mill.

 — 

English Lavender

Ligusticum porteri

J. M. Coult. & Rose

 — 

Osha

Linum usitatissimum

L.

 — 

Flax

Lobelia inflata L. (Lobelia)

Lobelia inflata L.

 — 

Lobelia

Lycopus europaeus

L.

 — 

European Bugleweed

Lycopus virginicus

L.

 — 

Bugleweed

Marrubium vulgare

L.

 — 

Horehound

Matricaria chamomilla

L.

 — 

Chamomile

Medicago sativa

L.

 — 

Alfalfa

Melissa officinalis

L. subsp. officinalis —  Lemon Balm

Mentha × piperita

L.

 — 

Peppermint

Mitchella repens L. (Partridgeberry)

Mitchella repens L.

 — 

Partridgeberry

Olea europaea

L.

 — 

Olive

Panax ginseng

C. A. Mey. —  Asian Ginseng; P. quinquefolius L. — American Ginseng

Passiflora incarnata

L.

 — 

Passionflower

Peumus boldus

Molina

 — 

Boldo

Phyllanthus amarus Schum. (Phyllanthus amarus)

Schum. —  Phyllanthus amarus

Phyllanthus fraternus

G. L. Webster, P. niruri L., P. urinaria L. —  Phyllanthus

Pimpinella anisum

L.

 — 

Anise

Plantago afra

L., P. arenaria Waldst. & Kit., P. asiatica L., P. ovata Forssk.

 — 

Psyllium

Plantago major

L.

 — 

Plantain

Prunella vulgaris

L.

 — 

Heal All

Rhamnus cathartica

L.

 — 

Buckthorn

Rosmarinus officinalis

L.

 — 

Rosemary

Rubus idaeus

L.

 — 

Raspberry

Rumex crispus

L.

 — 

Yellow Dock

Salix alba L. (White Willow)

Salix alba L.

 — 

White Willow

Salvia officinalis

L.

 — 

Sage

Sambucus nigra

L.

 — 

European Elder

Sanguinaria canadensis

L.

 — 

Bloodroot

Schisandra chinensis

(Turcz.) Baill.

 — 

Schisandra

Scutellaria lateriflora

L.

 — 

Skullcap

Senna alexandrina

Mill.

 — 

Senna

Serenoa repens

(W. Bartram) Small

 — 

Saw Palmetto

Sida cordifolia

L.

 — 

Heart-Leaf Sida

Silybum marianum

(L.) Gaertn.

 — 

Milk Thistle

Smilax aristolochiifolia

Mill., S. febrifuga Kunth, S. regelii Killip & C. V. Morton —  Sarsaparilla

Solidago virgaurea

L.

 — 

European Goldenrod

Stellaria media

(L.) Vill.

 — 

Chickweed

Stevia rebaudiana

(Bertoni) Bertoni

 — 

Stevia

Stillingia sylvatica

Garden ex L.

 — 

Stillingia

Tanacetum parthenium

(L.) Sch. Bip.

 — 

Feverfew

Taraxacum officinale

Weber ex Wigg.

 — 

Dandelion

Thymus vulgaris

L.

 — 

Thyme

Tilia cordata

Mill., T. platyphyllos Scop., T. × europaea L. —  Linden

Trifolium pratense

L.

 — 

Red Clover

Trigonella foenum-graecum

L.

 — 

Fenugreek

Turnera diffusa

Willd. ex Schult.

 — 

Damiana

Tylophora indica

(Burm. f.) Merr. —  Tylophora asthmatica

Ulmus rubra

Muhl.

 — 

Slippery Elm

Urtica dioica

L. subsp. dioica —  Stinging Nettle

Vaccinium macrocarpon

Aiton

 — 

Cranberry

Vaccinium myrtillus

L.

 — 

Bilberry

Valeriana officinalis

L.

 — 

Valerian

Viburnum prunifolium

L.

 — 

Black Haw

Viscum album

L.

 — 

European Mistletoe

Vitex agnus-castus

L.

 — 

Chaste Tree

Vitis vinifera

L.

 — 

Grape

Withania somnifera

(L.) Dunal

 — 

Ashwagandha

Zingiber officinale

Roscoe

 — 

Ginger